Transactions




Equity Underwriting || Private Placements and PIPEs || Strategic Advisory


Private Placements and PIPEs  (Page 1 of 6)  Next >>

 
May 2008

North Star
$80,00,000
Exchangeable
Senior Notes
Co-Lead
Placement Agent
 
April 2008

Celleration
$30,042,215
Private Placement
Sole Placement Agent
 
February 2008

NYMT
$60,000,000
PIPE
Sole Placement Agent
             
January 2008

Americrest Homes

$56,666,667
Private Placement
Sole Placement Agent
December 2007

Metro Development Group
$63,202,701
Private Placement
Sole Placement Agent
 
August 2007

Cortex
$14,150,000
Registered Direct Offering
Lead Placement Agent
 
July 2007
Lucas Energy
$12,000,000
PIPE
Co-Lead
Placement Agent
             
July 2007
Sangamo
$30,000,004
Registered Direct Offering
Co-Lead
Placement Agent
 
June 2007
IGA
$25,000,000
Private Placement
Placement Agent
 
June 2007
pSivida
$18,002,500
Registered Direct Offering
Placement Agent
 
June 2007
Dollar
$200,000,000
Convertible Notes
Placement Agent